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Regulation NMS
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#	Item
371	Mary Yeager Assistant Secretary New York Stock Exchange, Inc. 11 Wall Street New York, NY 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-20 15:12:39 United States Securities and Exchange Commission Financial system Economy of the United States 73rd United States Congress Securities Exchange Act Financial Industry Regulatory Authority New York Stock Exchange U.S. Securities and Exchange Commission Regulation NMS Self-regulatory organizations United States securities law Financial economics
372	Microsoft Word - Memo re SIFMA Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-02 14:50:39 Stock market Financial markets Bonds Securities Securities Industry and Financial Markets Association Regulation NMS Options Clearing Corporation Flash trading Goldman Sachs Financial economics Investment Finance
373	Federal Register / Vol. 79, No[removed]Wednesday, January 15, [removed]Notices of the Fund that seeks to invest in certain derivative instruments, including forwards, exchange-traded and over-the-counter options contracts, e Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-01-15 09:44:49 Financial regulation Economy of the Philippines Securities Exchange Act Regulation NMS Financial system Government U.S. Securities and Exchange Commission New York Stock Exchange Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
374	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-25 08:38:43 Investment United States Securities and Exchange Commission Finance Business Electronic communication network Alternative Trading Systems Securities Exchange Act Dark liquidity Regulation NMS Stock market Financial markets Financial economics
375	NATIONAL MARKET SYSTEM PLAN GOVERNING THE PROCESS OF SELECTING A PLAN PROCESSOR AND DEVELOPING A PLAN FOR THE CONSOLIDATED AUDIT TRAIL Add to Reading List Source URL: boxexchange.com Language: English - Date: 2013-08-26 08:43:21 Self-regulatory organizations 73rd United States Congress Chicago Stock Exchange Financial economics Securities Exchange Act Economy of the United States Regulation NMS U.S. Securities and Exchange Commission National market system plan United States Securities and Exchange Commission United States securities law Financial markets
376	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 7, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-07 17:37:08 Finance United States Securities and Exchange Commission Stock market Order Regulation NMS Futures contract Market maker Short Securities Exchange Act Financial markets Financial economics Investment
377	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 21, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1, and Order Granting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-24 08:17:26 Finance United States Securities and Exchange Commission Financial markets Funds NASDAQ Securities Exchange Act Trading halt Order Regulation NMS Financial economics Investment Stock market
378	April 16, 2004 Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington DC, 20549 Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-19 09:23:55 Finance Stock market United States Securities and Exchange Commission Financial regulation Securities Regulation NMS Payment for order flow Order Market maker Financial economics Financial markets Investment
379	Comment on S7[removed]and S7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-03 15:38:02 Self-regulatory organizations Business Financial system United States Securities and Exchange Commission Financial Industry Regulatory Authority Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS United States securities law Financial regulation Financial economics
380	Microsoft Word - Task Force Final SROs.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-19 13:46:36 Business Financial economics Financial markets United States securities law Regulation NMS U.S. Securities and Exchange Commission Securities Exchange Act Electronic communication network Securities Act United States Securities and Exchange Commission Financial regulation Finance

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